Barry Siegel, 56, is charged with insider trading after shorting the mall staple sneaker giant.

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

The former advisor and ex-girlfriend of Sam Bankman-Fried testified against the FTX co-founder before receiving her sentence.

A former Foot Locker executive will pay $235,714 to settle U.S. Securities and Exchange Commission insider trading charges, ...

MStudioImages/E+ via Getty Images The U.S. Securities and Exchange Commission's wide-sweeping investigation into ...

Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88 million to resolve allegations they ...

(Reuters) - Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88 million to resolve ...

A Republican commissioner at the Securities and Exchange Commission (SEC) offered a searing critique of the agency’s work ...

The regulator also highlighted factors that led to one firm receiving no civil penalty.

Tepper is sending shares of Nvidia to the chopping block in favor of a leading e-commerce company that has nearly half of its ...

The U.S. Securities and Exchange Commission (SEC) has awarded Casepoint a five-year contract for its cloud-based data ...

We've fallen down on our duty as a regulator, not to be precise, said Securities and Exhange Commission member Hester Peirce.